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AsterAlpine Capital LLC is a private fund adviser exempt from registration with the United States Securities and Exchange Commission under the requirements in Section 203(m) of the Investment Advisers Act of 1940 and only advises and manages qualifying private funds.

Primary attestation

Secondary attestations

Verification Required

Electronic Communications Consent

THE SECURITIES OFFERED BY THE PRIVATE FUNDS WE MANAGE HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES OR BLUE SKY LAWS AND ARE BEING OFFERED AND SOLD IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF THE ACT AND STATE SECURITIES OR BLUE SKY LAWS. ALTHOUGH AN OFFERING STATEMENT HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION (THE “SEC”), THAT OFFERING STATEMENT DOES NOT INCLUDE THE SAME INFORMATION THAT WOULD BE INCLUDED IN A REGISTRATION STATEMENT UNDER THE SECURITIES ACT. THE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SEC, ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY, NOR HAVE ANY OF THE FOREGOING AUTHORITIES PASSED UPON THE MERITS OF THIS OFFERING OR THE ADEQUACY OR ACCURACY OF THE SUBSCRIPTION AGREEMENT OR ANY OTHER MATERIALS OR INFORMATION MADE AVAILABLE TO SUBSCRIBER IN CONNECTION WITH THIS OFFERING. ANY REPRESENTATION TO THE CONTRARY IS UNLAWFUL.

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ANY INVESTMENTS OFFERED BY THE PRIVATE FUNDS WE MANAGE INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET EXISTS FOR THE SECURITIES, AND NO PUBLIC MARKET IS EXPECTED TO DEVELOP FOLLOWING THIS OFFERING.

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THE TERMS AND CONDITIONS OF SECURITIES ARE DEFINED ONLY AND EXCLUSIVELY WITHIN THE SUBSCRIPTION AGREEMENT OF EACH SECURITIES OFFERING.

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​SECURITIES OFFERINGS ARE ONLY AVAILABLE TO U.S. INVESTORS OR IN JURISDICTIONS WHERE PERMITTED BY LAW. PLEASE ENSURE YOU ARE COMPLYING WITH LOCAL REGULATIONS BEFORE PARTICIPATING.

Tax Residency
Physical Residency
Citizenzhip Status or Enity Domicile
MY NET WORTH IS AT LEAST $1,000,000 USD EXCLUDING THE VALUE OF MY PRINCIPAL RESIDENCE.
MY ANNUAL INCOME HAS EXCEEDED $200,000 USD IN BOTH OF THE LAST TWO YEARS.
I AM MARRIED AND MY JOINT INCOME WITH MY SPOUSE HAS EXCEEDED $300,000 USD IN BOTH OF THE LAST TWO YEARS.
I OWN AT LEAST $5,000,000 USD WORTH OF INVESTMENTS.
I MANAGE AT LEAST $25,000,000 USD WORTH OF DISCRETIONARY INVESTMENTS ON BEHALF OF OTHERS.

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AsterAlpine Capital, LLC (CRD# 329587) is a private fund adviser exempt from registration with the United States Securities and Exchange Commission under the applicable requirements in Section 203(m) of the Investment Advisers Act of 1940 and/or under Texas Administrative Code Title 7, Part 7, Chapter 116, Rule §116.15. We only advise and manage qualifying private funds.​​

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Certain transactions are represented by Endeavor Capital Holdings, LLC (CRD# 118820/SEC# 8-53696), a licensed broker-dealer and member of FINRA and the SIPC  |  brokercheck.finra.org

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